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Arbitration

Toka and Associates > LRA Disputes > Arbitration

GOVERNANCE OF THE LRA ARBITRATION PROCESS

Arbitration forms

What is arbitration?

Arbitration is a formal hearing where parties to a dispute present evidence and arguments on the dispute to the arbitrator. The arbitrator then considers the evidence and argument and makes a finding on the merits of the case.

What legislation governs an arbitration?

Section 138 of the Labour Relation Act 66 of 1995 (“LRA”) applies to all disputes referred under the LRA to Toka & Ass.

Does Toka & Ass have Rules that govern LRA disputes?

No, will need to be developed.

What gives Toka & Ass the authority to conduct an arbitration under the LRA?

Toka & Ass is a CCMA accredited private agency in terms of section 127 of the LRA. In terms of its accreditation, it may conduct arbitration processes. Toka & Ass requires the consent of the parties to conduct the arbitration, and such consent can be in a contract of employment, collective agreement or an agreement at the time the dispute arises.

How is communication done?

All communication must be directed through Toka & Ass and copied to the other party. Where a party communicates with the panellist through Toka & Ass about the case before that panellist, Toka & Ass shall copy both/all parties on any response. This maintains the independence and transparency of the process.

REFERRING A LRA DISPUTE TO ARBITRATION

How is an arbitration referred to Toka & Ass?

The referring party needs to complete the form on the Toka & Ass Website (to be developed) and submit it.

Who refers a dispute to arbitration?

It is normally the employee who refers a dispute to Toka & Ass.

By when must a party refer a case to arbitration?

The referring party must refer an unresolved dispute within 90 days from the date that the certificate of outcome is issued.

What if I refer my dispute later than the required timeframe?

The referring party will need to apply for the late referral to be condoned.

Who appoints the arbitrator?

Toka & Ass appoints the arbitrator unless parties agree to an arbitrator, from its list of panellists.

Who can act as the arbitrator?

Toka & Ass shall only appoint a commissioner accredited by the CCMA. The parties may agree to an arbitrator from Toka & Ass’s broader panel.

Who pays for the arbitration?

The employer must pay Toka & Ass for the arbitration because Toka & Ass cannot offer a statutory service that is less beneficial to an employee than that offered by the CCMA. Toka & Ass will in turn pay the arbitrator. Electronic payment to Toka & Ass will be required before the arbitration is confirmed.

Can Toka & Ass hear the arbitration if the dispute was conciliated by the CCMA or a bargaining council?

Yes, if the parties have agreed to refer the arbitration to Toka & Ass.

THE ARBITRATION LOGISTICS

Where can the arbitration be held?

It can be held online, at the employer’s premises, or another venue in the geographical area where the employee works. Toka & Ass may assist in arranging the online process or a physical venue.

Who determines the date of the arbitration?

The parties may agree the date and time of the arbitration. In the absence of agreement, Toka & Ass must determine the date and time of the arbitration.

How much notice must be given to the parties?

The parties must be given at least 21 days’ notice of the arbitration hearing. Toka & Ass should schedule the matter within two days from receiving the referral to arbitration and payment for the arbitration, the cost of which will be determined by way of the requisite process document and/or pre-arbitration minute.

THE ARBITRATION PROCESS

Is the arbitration process private and confidential?

Not necessarily. The arbitrator can determine who can be in an arbitration process based on the interests of fairness to the parties. The award is not confidential and is a public document.

Who can represent a party?

The arbitrator will determine the merits of the dispute. The arbitrator will also make all decisions on the process, and other preliminary matters including but not limited to legal representation, what evidence is admissible, condonation, postponements and jurisdictional issues.

Is the arbitration recorded?

Yes, and must be retained by Toka & Ass. The digital recording can be made available to the parties at request.

What process will the arbitrator follow?

Normally, the arbitrator hears the evidence of each of the parties. The parties will be allowed to present their case, submit documents, call witnesses, cross examine the other party’s witnesses and present argument on their cases. The arbitrator may also try to resolve the case by agreement.

What if a party is unrepresented?

The arbitrator will guide parties in the process and it is not expected that parties are versed in the arbitration process.

What decisions can the arbitrator make?

The arbitrator will guide parties in the process and it is not expected that parties are versed in the arbitration process.

What if a party or both parties do not attend the arbitration?

If the referring party (the employee) does not attend, the arbitrator may dismiss the case and the case will be closed alternatively may the arbitrator strike the matter, and call upon the referring party to show good cause as to why the matter should be re-enrolled. If the responding party (the employer) does not attend the arbitration, the arbitrator may proceed with the arbitration in the absence of the responding party and issue the award. The arbitrator may also decide to postpone the case if a party is not present.

THE OUTCOME AT ARBITRATION

What is the outcome of arbitration?

The arbitrator will issue an award.

What is the status of the award?

The award is final and binding.

What if a party does not comply with the award?

The award can be made an order of court by the Director of the CCMA by completing the CCMA form LRA 7 .18: Application to certify CCMA award & Writ of Execution.

What if a party does not comply with the award?

The award can be made an order of court by the Director of the CCMA by completing the CCMA form LRA 7 .18: Application to certify CCMA award & Writ of Execution.

You are welcome to contact Toka & Associates for advice and guidance on the process at 011 112 2222 or info@tokaandassociates